OMG351 Syllabus - Fintech Regulation - 2021 Regulation - Open Elective | Anna University

OMG351 Syllabus - Fintech Regulation - 2021 Regulation - Open Elective | Anna University

OMG351

FINTECH REGULATION

 L T P C
3003

COURSE OBJECTIVES:
• To learn about Laws and Regulation
• To acquire the knowledge of Regulations of Fintech firm and their role in Market

UNIT I

INTRODUCTION

9
The Role of the Regulators, Equal Treatment and Competition, Need for a regulatory assessment of Fintech, India Regulations, The Risks to Consider, Regtech and SupTech, The rise of TechFins, Regulatory sandboxes, compliance and whistleblowing.

UNIT II

INNOVATION AND REGULATION

9
The technology, market and the law, Regulation and Innovation in Banking and Finance, Regulations of Fintech Firms and their role in Market-Based Chains, Current Regulatory Approach, Fintech Innovations in Banking, Asset Management, Insurance, Pensions and Healthcare Schemes, Patentability of FinTech inventions.


UNIT III

CROWDFUNDING AND DIGITAL ASSETS

9
Types of crowdfunding, The Jobs Act, Regulation crowdfunding, Regulation A+, Regulation D crowdfunding, Intrastate offerings, Digital Assets – Three uses of Digital Assets, A world of Altcoins, Stablecoins, Digital Asset Forks, Initial Coin Offerings, Regulatory Framework for Digital and Crypto Assets, Central Bank Digital Currencies.

UNIT IV

MARKETPLACE LENDING AND MOBILE PAYMENTS

9
Online Lending Business Models, Payday Loans, Consumer Protection Laws, Debt Collection, Equal Credit Opportunity Act, Contract Formation and the E-Sign Act, Military Lending Act, Securities Laws Considerations, Mobile Devices, Payment Cards and the Law, Truth in Lending Act and Regulation Z, Card Act, Electronic Fund Transfer Act and Regulation E, Fair Credit Reporting Act, Federal Bank Secrecy Act, State Money Transmitter Laws.

UNIT V

ANTI-MONEY LAUNDERING AND CYBERSECURITY

9
Reporting requirements under the Bank Secrecy Act, Patriot Act, Panalties for violating the BSA, Virtual currencies and the Bank Secrecy Act, Cybersecurity Frameworks, Cybersecurity Act of 2015, Contractual and Self Regulatory obligations.

TOTAL: 45 PERIODS

REFERENCES:
1. JelenaMadir, FinTech – Law and Regulation, Edward Elgar Publishing Limited, 2019
2. Valerio Lemma, Fintech Regulation : Exploring New Challenges of the Capital Markets Union, Palgrave Macmillan, 2020
3. Chris Brummer, Fintech Law in a Nutshell, West Academic Publishing, 2020
4. Bernardo Nicoletti, The Future of Fintech, Integrating Finance and Technology in Financial Services, Springer Nature, 2017
5. Kevin C. Taylor, FinTech Law : A Guide to Technology Law in the Financial Services Industry, BNA Books, 2014
6. Lee Reiners, FinTech Law and Policy, 2018
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